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中国证监会：违规转让证券案件行政处罚实施规则

2026.10.28

中国证券监督管理委员会公告〔2026〕12号

现公布《违规转让证券案件行政处罚实施规则》，自2026年12月1日起施行。

中国证监会

2026年10月16日

附件1：《违规转让证券案件行政处罚实施规则》

附件2：《违规转让证券案件行政处罚实施规则》起草说明

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